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Received: 22 January 2002 |
Attachment B to Reconsideration Request
CONFERENCE OF PLENIPOTENTIARIES
ON THE STOCKHOLM CONVENTION ON
PERSISTENT ORGANIC POLLUTANTS
Stockholm, 22-23 May 2001
FINAL ACT OF THE CONFERENCE OF PLENIPOTENTIARIES ON THE
STOCKHOLM CONVENTION ON PERSISTENT ORGANIC POLLUTANTS
1. In its decision 19/13 C of 7 February 1997, the Governing Council of the United Nations Environment Programme (UNEP) requested the Executive Director of UNEP, together with relevant international organizations, to prepare for and convene, by early 1998, an intergovernmental negotiating committee with a mandate to prepare an international legally binding instrument for implementing international action on certain persistent organic pollutants (POPs), initially beginning with 12 specified POPs.1 The intergovernmental negotiating committee was also requested, at its first session, to establish an expert group for the development of science-based criteria and a procedure for identifying additional POPs as candidates for future international action.
2. In accordance with the above mandate, the first, second, third, fourth and fifth sessions of the Intergovernmental Negotiating Committee for an International Legally Binding Instrument for Implementing International Action on Certain Persistent Organic Pollutants were held in Montreal from 29 June to 3 July 1998, in Nairobi from 25 to 29 January 1999, in Geneva from 6 to 11 September 1999, in Bonn from 20 to 25 March 2000 and in Johannesburg from 4 to 10 December 2000.
3. At its fifth session, the Intergovernmental Negotiating Committee agreed on the international legally binding instrument, the Stockholm Convention on Persistent Organic Pollutants, for adoption by the Conference of Plenipotentiaries. The Committee also requested the secretariat to arrange an appropriate process, to complete the text of the draft resolutions that the Committee did not have time to consider, for consideration and adoption by the Conference of Plenipotentiaries. In response to that request a preparatory meeting was held in Stockholm on 21 May 2001, the report of which is contained in UNEP/POPS/CONF/PM/3/Rev.1.
4. Upon the invitation by the Government of the Kingdom of Sweden, the Executive Director of UNEP convened the Conference of Plenipotentiaries on the Stockholm Convention on Persistent Organic Pollutants in Stockholm from 22 to 23 May 2001.
5. The session was opened by Mr. Klaus Töpfer, Executive Director of UNEP. At the inaugural ceremony, the Conference heard welcoming addresses by Mr. Klaus Töpfer, who also read out a message of goodwill from the Secretary-General of the United Nations, Mr. Göran Persson, Prime Minister of Sweden and Mr. Mohamed T. El-Ashry, Chief Executive Officer and Chairman of the Global Environment Facility (GEF).
6. Mr. Klaus Töpfer served as Secretary-General of the Conference and Mr. James Willis (UNEP) served as Executive Secretary.
7. Representatives of the following States and regional economic integration organizations participated in the Conference: Albania, Algeria, Angola, Antigua and Barbuda, Argentina, Armenia, Australia, Austria, Bangladesh, Belgium, Benin, Bolivia, Bosnia and Herzegovina, Brazil, Bulgaria, Burkina Faso, Burundi, Cambodia, Canada, Central African Republic, Chad, Chile, China, Colombia, Comoros, Congo, Côte d'Ivoire, Croatia, Cuba, Czech Republic, Denmark, Dominican Republic, Ecuador, El Salvador, Finland, France, Gambia, Georgia, Germany, Ghana, Greece, Guinea, Haiti, Honduras, Hungary, Iceland, India, Indonesia, Iran (Islamic Republic of), Ireland, Israel, Italy, Jamaica, Japan, Kazakhstan, Kenya, Kuwait, Latvia, Lebanon, Liberia, Liechtenstein, Luxembourg, Madagascar, Malaysia, Mali, Malta, Mauritania, Mauritius, Mexico, Monaco, Mongolia, Morocco, Mozambique, Netherlands, New Zealand, Nicaragua, Nigeria, Norway, Oman, Panama, Papua New Guinea, Paraguay, Peru, Philippines, Poland, Portugal, Republic of Korea, Republic of Moldova, Romania, Russian Federation, Saint Lucia, Samoa, Senegal, Singapore, Slovakia, Slovenia, South Africa, Spain, Sri Lanka, Sudan, Swaziland, Sweden, Switzerland, Syrian Arab Republic, The former Yugoslav Republic of Macedonia, Togo, Tunisia, Turkey, Ukraine, United Arab Emirates, United Kingdom of Great Britain and Northern Ireland, United Republic of Tanzania, United States of America, Uruguay, Venezuela, Viet Nam, Zambia, Zimbabwe, European Community.
8. Observers from the following States attended the proceedings of the Conference: Belarus, Botswana, Democratic People's Republic of Korea, Egypt, Guatemala, Jordan, Pakistan, Qatar, Saudi Arabia, Thailand, Yugoslavia.
9. The following United Nations bodies, specialized agencies and convention secretariats were represented by observers: Secretariat of the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and their Disposal, Economic Commission for Europe (ECE), Food and Agriculture Organization of the United Nations (FAO), Global Environment Facility (GEF), United Nations Industrial Development Organization (UNIDO), United Nations Institute for Training and Research (UNITAR), World Bank, World Health Organization (WHO), World Meteorological Organization (WMO).
10. The following intergovernmental organizations were represented by observers: European Commission, Organization of the Islamic Conference, Organization for the Prohibition of Chemical Weapons, World Conservation Union (IUCN).
11. The following non-governmental organizations and other bodies were represented by observers: Alaska Community Action on Toxins, Alianza Por una Mejor Calidad de Vida de Chile/Red de Acción en Plagucidas de America Latina, American Chemistry Council, Aquamedia Foundation, Armenian Women for Health and Healthy Environment, Asociación Argentina de Medicos por el Medio Ambiente, Associaçao de Conseiência à Prevençao Ocupacional, Avima Ltd, Baikal Environmental Wave, Basel Action Network, Canadian Arctic Indigenous Peoples Against POPs, Center for International Environmental Law (CIEL), Centro de Derecho Ambiental del Sur-Ac-Dassur, Children for the Earth, Circumpolar Conservation Union, Citizens Concerned About Waste Incineration Now, Climate and Development Initiatives, CNIID National Center for Independent Information on Waste, Comisiones Obreras, Council of Yukon First Nations, Eco-Accord Center for Environment and Sustainable Development, Environic Foundation International, Environmental Health Fund, European Chemical Industry Council (CEFIC), Global Crop Protection Federation (GCPF), Greenpeace International, Indian Chemical Manufacturers Association, International Council of Chemical Associations, International POPs Elimination Network (IPEN), Inuit Circumpolar Conference (ICC), Iranian Society of Environmentalists, Japan POPs Elimination Network, Kenya Association of Physicians and Medical Workers for Social Responsibility, Korean Association of Environmental Research, Mama-86 Kharkov, Mouvement pour les Droits et le Respect des Générations Futures, National Toxics Network, People's Association on Countermeasures of Dioxin and Endocrine Disruptors, People's Task Force for Bases Clean-up, Pesticide Action Network (PAN), Pesticides et Alternatives pour une Agriculture Saine et Ecologique, Physicians for Social Responsibility, Red de Acción en Alternativas al Uso de Agrotoxicos de Venezuela (Rapal-ve), Seoul Metropolitan Council, Sierra Club, Sierra Club of Canada, State of Alaska-Office of the Governor, Stockholm Environment Institute, Sustainable Development Policy Institute, Swedish Doctors for the Environment, Thanal Conservation Action and Information Network, Volgograd-Ecopress, W. Alton Jones Foundation, Women in Europe for a Common Future, World Alliance for Breastfeeding Action, World Chlorine Council, World Wide Fund for Nature International.
12. The Conference had before it the rules of procedure for meetings of the Intergovernmental Negotiating Committee made available to it in document UNEP/POPS/CONF/PM/INF/1. The Conference agreed to apply the rules of procedure of the Intergovernmental Negotiating Committee, mutatis mutandis, to its proceedings.
13. The meeting elected, by acclamation, the following officers to form its Bureau:
President: Mr. Kjell Larsson (Sweden) Vice-Presidents: Mr. Bozo Kovacevic (Croatia)
Ms. Adriana Hoffmann (Chile)
Mr. Ali Abolhassani (Islamic Republic of Iran)
Ms. Rejoice T. Mabudafhasi (South Africa)
In accordance with rule 8 of the Intergovernmental Negotiating Committee's rules of procedure, Mr. Bozo Kovacevic (Croatia), Vice-President, also agreed to act as Rapporteur.
14. The Conference, on the basis of the provisional agenda contained in document UNEP/POPS/CONF/1, adopted the following agenda:
1. Opening of the Conference.
2. Organizational matters:
(a) Adoption of the rules of procedure;
(b) Election of officers;
(c) Adoption of the agenda;
(d) Appointment of the Credentials Committee;
(e) Organization of the work of the Conference.
3. Report of the Credentials Committee.
4. Adoption of the Stockholm Convention on Persistent Organic Pollutants.
5. Adoption of resolutions.
6. Adoption of the Final Act of the Conference.
7. Signature of the Final Act and the Convention.
8. Closure of the Conference.
15. The Conference agreed to work in its entirety without establishing any subsidiary body, except for the Credentials Committee.
16. The Conference appointed the Credentials Committee, consisting of the Bureau of the Conference, which examined, with the assistance of the secretariat, the credentials of the representatives at the Conference and reported thereon to the Conference. The Conference approved the recommendation of the Credentials Committee that the credentials of the representatives of the participating States and regional economic integration organizations, as listed in paragraph 7, should be recognized as being in order.
17. The Conference had before it, as a basis for its work, the following documents:
(a) The text of the Stockholm Convention on Persistent Organic Pollutants, as agreed by the Intergovernmental Negotiating Committee at its fifth session, as contained in document UNEP/POPS/CONF/2;
(b) The draft resolutions agreed to by the Intergovernmental Negotiating Committee at its fourth and fifth sessions, as contained in document UNEP/POPS/CONF/3;
(c) The draft resolutions agreed to by the Preparatory Meeting for the Conference of Plenipotentiaries, as contained in appendix I to the report of that meeting, UNEP/POPS/CONF/PM/3/Rev.1.
18. Mr. John Buccini (Canada), Chair of the Intergovernmental Negotiating Committee, upon the invitation of the President, formally presented to the Conference the text of the Stockholm Convention as agreed to by the Intergovernmental Negotiating Committee at its fifth session, as well as the draft resolutions submitted to the Conference by the Intergovernmental Negotiating Committee and the Preparatory Meeting.
19. The secretariat reported on requests for specific exemptions in Annex A and Annex B and acceptable purposes in Annex B to the Stockholm Convention it had received prior to 22 May 2001 in accordance with the agreement reached at the fifth session of the Intergovernmental Negotiating Committee (para. 69 of UNEP/POPS/INC.5/7). The list of those requests is included in document UNEP/POPS/CONF/INF/1/Rev.3.
20. The Conference adopted on 22 May 2001 the Stockholm Convention on Persistent Organic Pollutants. The Convention, which is included in appendix II to this Final Act, will be opened for signature at the Conference on 23 May 2001, and at United Nations Headquarters from 24 May 2001 to 22 May 2002.
21. The Conference also adopted the following resolutions that are included in appendix I to this Final Act:
(a) Resolution on interim arrangements;
(b) Resolution on interim financial arrangements;
(c) Resolution on capacity-building and capacity assistance network;
(d) Resolution on liability and redress concerning the use and intentional introduction into the environment of persistent organic pollutants;
(e) Resolution on issues related to the Basel Convention;
(f) Resolution concerning the secretariat;
(g) Tribute to the Government of the Kingdom of Sweden.
IN WITNESS WHEREOF the representatives have signed this Final Act.
DONE at Stockholm, on this twenty-second day of May, two thousand and one, in one original in the Arabic, Chinese, English, French, Russian and Spanish languages, all texts being equally authentic. The original of the Final Act shall be deposited with the Secretary-General of the United Nations.
President of the Conference: Kjell LARSSON
Secretary- General of the Conference: Klaus TÖPFER
Executive Secretary of the Conference: James WILLIS
Representatives of the following States and regional economic integration organizations signed the Final Act: Algeria, Angola, Antigua and Barbuda, Argentina, Armenia, Australia, Austria, Bangladesh, Belgium, Benin, Bolivia, Bosnia and Herzegovina, Brazil, Bulgaria, Burkina Faso, Burundi, Cambodia, Canada, Central African Republic, Chad, Chile, China, Colombia, Comoros, Congo, Côte d'Ivoire, Croatia, Cuba, Czech Republic, Denmark, Dominican Republic, Ecuador, El Salvador, Finland, France, Gambia, Georgia, Germany, Ghana, Greece, Guinea, Haiti, Honduras, Hungary, Iceland, India, Indonesia, Iran (Islamic Republic of), Ireland, Israel, Italy, Jamaica, Japan, Kazakhstan, Kenya, Kuwait, Latvia, Lebanon, Liechtenstein, Luxembourg, Malaysia, Mali, Malta, Mauritania, Mauritius, Mexico, Monaco, Mongolia, Morocco, Mozambique, Netherlands, New Zealand, Nicaragua, Nigeria, Norway, Oman, Panama, Papua New Guinea, Paraguay, Peru, Philippines, Poland, Portugal, Republic of Korea, Republic of Moldova, Romania, Russian Federation, Saint Lucia, Samoa, Senegal, Singapore, Slovakia, Slovenia, South Africa, Spain, Sri Lanka, Sudan, Swaziland, Sweden, Switzerland, Syrian Arab Republic, the former Yugoslav Republic of Macedonia, Togo, Tunisia, Turkey, United Arab Emirates, United Kingdom of Great Britain and Northern Ireland, United Republic of Tanzania, United States of America, Uruguay, Venezuela, Viet Nam, Zambia, Zimbabwe, European Community.
Footnotes:
1. aldrin, chlordane, dieldrin, DDT, endrin, heptachlor, hexachlorobenzene, mirex, toxaphene, PCBs, dioxins and furans.
RESOLUTIONS ADOPTED BY THE CONFERENCE OF PLENIPOTENTIARIES ON THE STOCKHOLM CONVENTION ON PERSISTENT ORGANIC POLLUTANTS
1. Resolution on interim arrangements
The Conference,
Having adopted the text of the Stockholm Convention on Persistent Organic Pollutants (hereinafter referred to as the "Convention"),
Considering that interim arrangements are required in order expeditiously to implement international action to protect human health and the environment from certain persistent organic pollutants pending the entry into force of the Convention and to prepare for its effective operation once it enters into force,
Recalling decisions 18/32 of 25 May 1995, 19/13 C of 7 February 1997, 20/24 of 4 February 1999 and 21/4 of 9 February 2001 of the Governing Council of the United Nations Environment Programme on persistent organic pollutants,
I
1. Calls upon States and regional economic integration organizations entitled to do so, to consider signing, ratifying, accepting, approving or acceding to the Convention with a view to bringing it into force as soon as possible;
II
2. Calls on States and regional economic integration organizations with more advanced programmes to provide financial and technical assistance, including training, to other States and regional economic integration organizations in developing their infrastructure and capacity to reduce, with the aim of eliminating, where feasible, the uses and releases of persistent organic pollutants, as specified in the Convention, throughout their life cycle, particularly in view of the urgent need for such other States and regional economic integration organizations to participate in the effective operation of the Convention once it enters into force;
3. Invites the Executive Director of the United Nations Environment Programme to convene such further sessions of the Intergovernmental Negotiating Committee (hereinafter referred to as the "Committee"), during the period between the date on which the Convention is opened for signature and the date of the opening of the first meeting of the Conference of the Parties, as are necessary to oversee the implementation, during the interim period, of international action to protect human health and the environment from persistent organic pollutants within the scope of the Convention and to prepare for and service the Conference of the Parties until the end of the fiscal year in which the first meeting of the Conference of the Parties takes place;
4. Invites the Committee to focus its efforts during the interim period on those activities required or encouraged by the Convention that will facilitate the rapid entry into force and effective implementation of the Convention upon its entry into force, including, for consideration by the Conference of the Parties, the development of: steps to enable a prompt start of the capacity-building and assistance networks; guidance on the preparation of implementation plans and action plans; guidance for the financial mechanism and technical assistance; periodicity and format of reports by Parties; arrangements to provide comparable monitoring data; rules of procedure and financial rules; financial provisions governing the functioning of the secretariat; modalities and procedures relating to non-compliance; guidelines on BAT; and work on DDT in accordance with paragraph 6 of part II of Annex B;
5. Invites the Committee to recommend draft rules of procedure, composition and operational guidelines for the functioning of the subsidiary body to be established under paragraph 6 of article 19 of the Convention for consideration by the Conference of the Parties at its first session;
6. Decides that the Committee shall develop provisional guidance on the evaluation of current and projected releases of chemicals in Annex C, including the development and maintenance of source inventories, in order to facilitate interim work under subparagraph (a) (i) of article 5, for consideration by the Conference of the Parties upon the entry into force of the Convention;
7. Decides also that the Committee shall develop provisional guidance on best environmental practices relevant to the provisions of article 5, for consideration by the Conference of the Parties, upon the entry into force of the Convention;
8. Encourages States and regional economic integration organizations to do preparatory work for the listing of chemicals after the entry into force of the Convention;
9. Requests the interim secretariat to prepare a scoping document on the items referred to in subparagraph 1 (d) of article 6 for consideration by the Committee;
10. Invites the Committee to consider establishing any subsidiary bodies that may be required to assist in its work;
11. Appeals to States and regional economic integration organizations to participate in and apply in full the provisions of the Convention during the interim period on a voluntary basis;
12. Requests the Executive Director of the United Nations Environment Programme to provide, during the interim period, secretariat services for the operation of the interim activities;
13. Appeals to States and regional economic integration organizations to make voluntary contributions to the trust fund established by the United Nations Environment Programme in order to support the interim activities and the operation of the Conference of the Parties until the end of the fiscal year in which the first meeting of the Conference of the Parties takes place, and to ensure the full and effective participation of developing countries and countries with economies in transition in the further work of the Committee.
2. Resolution on interim financial arrangements
The Conference,
Noting that article 14 of the Stockholm Convention on Persistent Organic Pollutants on interim financial arrangements designates the Global Environment Facility on an interim basis to serve as the principal entity entrusted with the operations of the financial mechanism defined in article 13 of the Convention,
Taking note of the desire of the Global Environment Facility to commit to the objectives of the Convention, as enuncia ted at the sixteenth meeting of its Council,
1. Requests the Assembly of the Global Environment Facility to consider establishing a new focal area through amendment of the Instrument for the Establishment of the Restructured Global Environment Facility in order to support the implementation of the Convention;
2. Further requests the Council of the Global Environment Facility to establish as soon as possible and implement an operational programme for persistent organic pollutants, taking into account future decisions of the Intergovernmental Negotiating Committee for an International Legally Binding Instrument for Implementing International Action on Certain Persistent Organic Pollutants;
3. Further requests the Global Environment Facility to report to the Conference of the Parties at its first session on the measures it has taken to ensure the transparency of the Global Environment Facility project approval process and that the procedures for accessing funds are simple, flexible and expeditious;
4. Further requests donors to the Global Environment Facility Trust Fund to contribute adequate additional financial resources through the third replenishment of the Global Environment Facility Trust Fund, in order to enable the Global Environment Facility effectively to perform its mandate in terms of this Convention;
5. Requests the interim secretariat to invite relevant funding institutions to provide information on ways in which they can support the Convention, and to submit a report on the basis of such information to the Conference of the Parties at its first session;
6. Requests the Conference of the Parties at its first session to review the availability of financial resources additional to those provided through the Global Environment Facility and the ways and means for mobilizing and channelling these resources in support of the objectives of the Convention.
3. Resolution on capacity-building and capacity assistance network
The Conference,
Convinced of the need for technical assistance for capacity-building related to the implementation of the obligations of the Convention,
Recognizing that further guidance on technical assistance for capacity-building is to be provided by the Conference of the Parties, in accordance with paragraph 3 of article 12 of the Convention,
Recognizing further the value of a mechanism to facilitate and coordinate access to technical and financial assistance to be provided to assist signatories to implement the Convention,
1. Invites the Intergovernmental Negotiating Committee (hereinafter referred to as the "Committee") to focus its efforts in the interim period on arrangements for capacity-building for the implementation of the Convention in signatory developing countries and signatory countries with economies in transition, for the consideration of and adoption by the first meeting of the Conference of the Parties;
2. Requests the Executive Director of the United Nations Environment Programme as the interim secretariat for the Convention and the Chief Executive Officer of the Global Environment Facility acting in cooperation, to develop the modalities for a Capacity Assistance Network that will perform the following functions, and report thereon to the Committee at its sixth session:
(a) Identifying and maintaining an inventory of sources of assistance outside those to be provided by the principal entity of the financial mechanism of the Convention that are available for the implementation of the Convention;
(b) Assisting signatories, upon request, to identify and access the sources referred to in paragraph 2 (a);
(c) Providing signatories with information on, categories, sources and requirements for accessing the assistance referred to in paragraph 2 (a); and
(d) Encouraging the involvement of the private sector and non-governmental organizations in providing assistance;
3. Urges other entities providing bilateral, multilateral and regional financial and technical assistance for the implementation of the Convention to contribute actively to this effort;
4. Invites the Global Environment Facility, as the principal entity entrusted with the operations of the financial mechanism referred to in article 13 of the Convention, on an interim basis, to take into account the capacity-building needs for the implementation of the Convention by signatory developing countries and signatory countries with economies in transition, in the further development of its capacity-building strategy, and to report thereon to the Committee at its sixth session.
4. Resolution on liability and redress concerning the use and intentional introduction into the environment of persistent organic pollutants
The Conference,
Conscious of the risk posed by persistent organic pollutants to human health and the environment,
Acknowledging that persistent organic pollutants are transported across international boundaries and deposited far from their place of release through air, water and migratory species,
Recognizing that the time is appropriate for further discussions on the need for the elaboration of international rules in the field of liability and redress resulting from the production, use and intentional release into the environment of persistent organic pollutants,
Welcoming the willingness of Austria to host a workshop on liability and redress,
1. Invites Governments and relevant international organizations to provide the secretariat with information on national, regional and international measures and agreements on liability and redress, especially on persistent organic pollutants;
2. Requests the secretariat in cooperation with one or more States to organize a workshop on
liability and redress in the context of the Convention on persistent organic pollutants and related matters, no later than 2002;3. Decides to consider at its first Conference of the Parties the report of the workshop with a view to deciding what further action should be taken.
5. Resolution on issues related to the Basel Convention
The Conference,
1. Welcomes the work undertaken by the bodies of the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and their Disposal on issues related to the management of persistent organic pollutant wastes, including the initiation of work to prepare technical guidelines for the environmentally sound management of persistent organic pollutant wastes;
2. Encourages the bodies of the Basel Convention to continue to make this work a priority;
3. Invites the bodies of the Basel Convention to cooperate closely on the items referred to in paragraph 1 (d) of article 6 of the Stockholm Convention on Persistent Organic Pollutants, and in particular to prepare appropriate technical guidelines for the environmentally sound management of persistent organic pollutant wastes;
4. Requests the Intergovernmental Negotiating Committee (hereinafter referred to as the "Committee") and the interim secretariat to cooperate with the secretariat and the bodies of the Basel Convention on issues related to the management of persistent organic pollutant wastes;
5. Invites the secretariat of the Basel Convention to report to the Committee on issues related to the management of persistent organic pollutant wastes, including the preparation of technical guidelines for the environmentally sound management of persistent organic pollutant wastes.
6. Resolution concerning the secretariat
The Conference,
Having met in Stockholm on 22 and 23 May 2001,
1. Welcomes with appreciation the generous offers to host the secretariat of the Stockholm Convention on Persistent Organic Pollutants received from Germany and from Switzerland and invites the said countries to provide full and detailed information on their proposals;
2. Notes that paragraph 3 of article 20 of the Convention provides for the Executive Director of the United Nations Environment Programme to perform the secretariat functions specified in the Convention;
3. Calls upon the Executive Director of the United Nations Environment Programme to consider the offers received from Germany and Switzerland, as well as any other offers, and to provide a comparative analysis of those offers regarding the physical location of the secretariat for consideration and decision by the Conference of the Parties at its first meeting. The preparation of such analyses should be carried out in consultation with the Intergovernmental Negotiating Committee.
7. Tribute to the Government of the Kingdom of Sweden
The Conference,
Having met in Stockholm on 22 and 23 May 2001 at the gracious invitation of the Government of the Kingdom of Sweden,
Convinced that the efforts made by the Government of the Kingdom of Sweden and by the authorities of the city of Stockholm in providing facilities, premises and other resources contributed significantly to the smooth conduct of the proceedings,
Deeply appreciative of the courtesy and hospitality extended by the Government of the Kingdom of Sweden and the city of Stockholm to the members of the delegations, observers and the secretariat of the United Nations Environment Programme attending the Conference,
Expresses its sincere gratitude to the Government of the Kingdom of Sweden, to the authorities of the city of Stockholm and, through them, to the people of Sweden, for the cordial welcome which they accorded to the Conference and to those associated with its work and for their contribution to the success of the Conference.
STOCKHOLM CONVENTION ON PERSISTENT ORGANIC POLLUTANTS
The Parties to this Convention,
Recognizing that persistent organic pollutants possess toxic properties, resist degradation, bioaccumulate and are transported, through air, water and migratory species, across international boundaries and deposited far from their place of release, where they accumulate in terrestrial and aquatic ecosystems,
Aware of the health concerns, especially in developing countries, resulting from local exposure to persistent organic pollutants, in particular impacts upon women and, through them, upon future generations,
Acknowledging that the Arctic ecosystems and indigenous communities are particularly at risk because of the biomagnification of persistent organic pollutants and that contamination of their traditional foods is a public health issue,
Conscious of the need for global action on persistent organic pollutants,
Mindful of decision 19/13 C of 7 February 1997 of the Governing Council of the United Nations Environment Programme to initiate international action to protect human health and the environment through measures which will reduce and/or eliminate emissions and discharges of persistent organic pollutants,
Recalling the pertinent provisions of the relevant international environmental conventions, especially the Rotterdam Convention on the Prior Informed Consent Procedure for Certain Hazardous Chemicals and Pesticides in International Trade, and the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and their Disposal including the regional agreements developed within the framework of its Article 11,
Recalling also the pertinent provisions of the Rio Declaration on Environment and Development and Agenda 21,
Acknowledging that precaution underlies the concerns of all the Parties and is embedded within this Convention,
Recognizing that this Convention and other international agreements in the field of trade and the environment are mutually supportive,
Reaffirming that States have, in accordance with the Charter of the United Nations and the principles of international law, the sovereign right to exploit their own resources pursuant to their own environmental and developmental policies, and the responsibility to ensure that activities within their jurisdiction or control do not cause damage to the environment of other States or of areas beyond the limits of national jurisdiction,
Taking into account the circumstances and particular requirements of developing countries, in particular the least developed among them, and countries with economies in transition, especially the need to strengthen their national capabilities for the management of chemicals, including through the transfer of technology, the provision of financial and technical assistance and the promotion of cooperation among the Parties,
Taking full account of the Programme of Action for the Sustainable Development of Small Island Developing States, adopted in Barbados on 6 May 1994,
Noting the respective capabilities of developed and developing countries, as well as the common but differentiated responsibilities of States as set forth in Principle 7 of the Rio Declaration on Environment and Development,
Recognizing the important contribution that the private sector and non-governmental organizations can make to achieving the reduction and/or elimination of emissions and discharges of persistent organic pollutants,
Underlining the importance of manufacturers of persistent organic pollutants taking responsibility for reducing adverse effects caused by their products and for providing information to users, Governments and the public on the hazardous properties of those chemicals,
Conscious of the need to take measures to prevent adverse effects caused by persistent organic pollutants at all stages of their life cycle,
Reaffirming Principle 16 of the Rio Declaration on Environment and Development which states that national authorities should endeavour to promote the internalization of environmental costs and the use of economic instruments, taking into account the approach that the polluter should, in principle, bear the cost of pollution, with due regard to the public interest and without distorting international trade and investment,
Encouraging Parties not having regulatory and assessment schemes for pesticides and industrial chemicals to develop such schemes,
Recognizing the importance of developing and using environmentally sound alternative processes and chemicals,
Determined to protect human health and the environment from the harmful impacts of persistent organic pollutants,
Have agreed as follows:
Objective
Mindful of the precautionary approach as set forth in Principle 15 of the Rio Declaration on Environment and Development, the objective of this Convention is to protect human health and the environment from persistent organic pollutants.
Definitions
For the purposes of this Convention:
(a) "Party" means a State or regional economic integration organization that has consented to be bound by this Convention and for which the Convention is in force;
(b) "Regional economic integration organization" means an organization constituted by sovereign States of a given region to which its member States have transferred competence in respect of matters governed by this Convention and which has been duly authorized, in accordance with its internal procedures, to sign, ratify, accept, approve or accede to this Convention;
(c) "Parties present and voting" means Parties present and casting an affirmative or negative vote.
Measures to reduce or eliminate releases from intentional production and use
1. Each Party shall:
(a) Prohibit and/or take the legal and administrative measures necessary to eliminate:
(i) Its production and use of the chemicals listed in Annex A subject to the provisions of that Annex; and
(ii) Its import and export of the chemicals listed in Annex A in accordance with the provisions of paragraph 2; and
(b) Restrict its production and use of the chemicals listed in Annex B in accordance with the provisions of that Annex.
2. Each Party shall take measures to ensure:
(a) That a chemical listed in Annex A or Annex B is imported only:
(i) For the purpose of environmentally sound disposal as set forth in paragraph 1 (d) of Article 6; or
(ii) For a use or purpose which is permitted for that Party under Annex A or Annex B;
(b) That a chemical listed in Annex A for which any production or use specific exemption is in effect or a chemical listed in Annex B for which any production or use specific exemption or acceptable purpose is in effect, taking into account any relevant provisions in existing international prior informed consent instruments, is exported only:
(i) For the purpose of environmentally sound disposal as set forth in paragraph 1 (d) of Article 6;
(ii) To a Party which is permitted to use that chemical under Annex A or Annex B; or
(iii) To a State not Party to this Convention which has provided an annual certification to the exporting Party. Such certification shall specify the intended use of the chemical and include a statement that, with respect to that chemical, the importing State is committed to:
a. Protect human health and the environment by taking the necessary measures to minimize or prevent releases;
b. Comply with the provisions of paragraph 1 of Article 6; and
c. Comply, where appropriate, with the provisions of paragraph 2 of Part II of Annex B.
The certification shall also include any appropriate supporting documentation, such as legislation, regulatory instruments, or administrative or policy guidelines. The exporting Party shall transmit the certification to the Secretariat within sixty days of receipt.
(c) That a chemical listed in Annex A, for which production and use specific exemptions are no longer in effect for any Party, is not exported from it except for the purpose of environmentally sound disposal as set forth in paragraph 1 (d) of Article 6;
(d) For the purposes of this paragraph, the term "State not Party to this Convention" shall include, with respect to a particular chemical, a State or regional economic integration organization that has not agreed to be bound by the Convention with respect to that chemical.
3. Each Party that has one or more regulatory and assessment schemes for new pesticides or new industrial chemicals shall take measures to regulate with the aim of preventing the production and use of new pesticides or new industrial chemicals which, taking into consideration the criteria in paragraph 1 of Annex D, exhibit the characteristics of persistent organic pollutants.
4. Each Party that has one or more regulatory and assessment schemes for pestic ides or industrial chemicals shall, where appropriate, take into consideration within these schemes the criteria in paragraph 1 of Annex D when conducting assessments of pesticides or industrial chemicals currently in use.
5. Except as otherwise provided in this Convention, paragraphs 1 and 2 shall not apply to quantities of a chemical to be used for laboratory-scale research or as a reference standard.
6. Any Party that has a specific exemption in accordance with Annex A or a specific exemption or an acceptable purpose in accordance with Annex B shall take appropriate measures to ensure that any production or use under such exemption or purpose is carried out in a manner that prevents or minimizes human exposure and release into the environment. For exempted uses or acceptable purposes that involve intentional release into the environment under conditions of normal use, such release shall be to the minimum extent necessary, taking into account any applicable standards and guidelines.
Register of specific exemptions
1. A Register is hereby established for the purpose of identifying the Parties that have specific exemptions listed in Annex A or Annex B. It shall not identify Parties that make use of the provisions in Annex A or Annex B that may be exercised by all Parties. The Register shall be maintained by the Secretariat and shall be available to the public.
2. The Register shall include:
(a) A list of the types of specific exemptions reproduced from Annex A and Annex B;
(b) A list of the Parties that have a specific exemption listed under Annex A or Annex B; and
(c) A list of the expiry dates for each registered specific exemption.
3. Any State may, on becoming a Party, by means of a notification in writing to the Secretariat, register for one or more types of specific exemptions listed in Annex A or Annex B.
4. Unless an earlier date is indicated in the Register by a Party, or an extension is granted pursuant to paragraph 7, all registrations of specific exemptions shall expire five years after the date of entry into force of this Convention with respect to a particular chemical.
5. At its first meeting, the Conference of the Parties shall decide upon its review process for the entries in the Register.
6. Prior to a review of an entry in the Register, the Party concerned shall submit a report to the Secretariat justifying its continuing need for registration of that exemption. The report shall be circulated by the Secretariat to all Parties. The review of a registration shall be carried out on the basis of all available information. Thereupon, the Conference of the Parties may make such recommendations to the Party concerned as it deems appropriate.
7. The Conference of the Parties may, upon request from the Party concerned, decide to extend the expiry date of a specific exemption for a period of up to five years. In making its decision, the Conference of the Parties shall take due account of the special circumstances of the developing country Parties and Parties with economies in transition.
8. A Party may, at any time, withdraw an entry from the Register for a specific exemption upon written notification to the Secretariat. The withdrawal shall take effect on the date specified in the notification.
9. When there are no longer any Parties registered for a particular type of specific exemption, no new registrations may be made with respect to it.
Measures to reduce or eliminate releases from unintentional production
Each Party shall at a minimum take the following measures to reduce the total releases derived from anthropogenic sources of each of the chemicals listed in Annex C, with the goal of their continuing minimization and, where feasible, ultimate elimination:
(a) Develop an action plan or, where appropriate, a regional or subregional action plan within two years of the date of entry into force of this Convention for it, and subsequently implement it as part of its implementation plan specified in Article 7, designed to identify, characterize and address the release of the chemicals listed in Annex C and to facilitate implementation of subparagraphs (b) to (e). The action plan shall include the following elements:
(i) An evaluation of current and projected releases, including the development and maintenance of source inventories and release estimates, taking into consideration the source categories identified in Annex C;
(ii) An evaluation of the efficacy of the laws and policies of the Party relating to the management of such releases;
(iii) Strategies to meet the obligations of this paragraph, taking into account the evaluations in (i) and (ii);
(iv) Steps to promote education and training with regard to, and awareness of, those strategies;
(v) A review every five years of those strategies and of their success in meeting the obligations of this paragraph; such reviews shall be included in reports submitted pursuant to Article 15;
(vi) A schedule for implementation of the action plan, including for the strategies and measures identified therein;
(b) Promote the application of available, feasible and practical measures that can expeditiously achieve a realistic and meaningful level of release reduction or source elimination;
(c) Promote the development and, where it deems appropriate, require the use of substitute or modified materials, products and processes to prevent the formation and release of the chemicals listed in Annex C, taking into consideration the general guidance on prevention and release reduction measures in Annex C and guidelines to be adopted by decision of the Conference of the Parties;
(d) Promote and, in accordance with the implementation schedule of its action plan, require the use of best available techniques for new sources within source categories which a Party has identified as warranting such action in its action plan, with a particular initial focus on source categories identified in Part II of Annex C. In any case, the requirement to use best available techniques for new sources in the categories listed in Part II of that Annex shall be phased in as soon as practicable but no later than four years after the entry into force of the Convention for that Party. For the identified categories, Parties shall promote the use of best environmental practices. When applying best available techniques and best environmental practices, Parties should take into consideration the general guidance on prevention and release reduction measures in that Annex and guidelines on best available techniques and best environmental practices to be adopted by decision of the Conference of the Parties;
(e) Promote, in accordance with its action plan, the use of best available techniques and best environmental practices:
(i) For existing sources, within the source categories listed in Part II of Annex C and within source categories such as those in Part III of that Annex; and
(ii) For new sources, within source categories such as those listed in Part III of Annex C which a Party has not addressed under subparagraph (d).
When applying best available techniques and best environmental practices, Parties should take into consideration the general guidance on prevention and release reduction measures in Annex C and guidelines on best available techniques and best environmental practices to be adopted by decision of the Conference of the Parties;
(f) For the purposes of this paragraph and Annex C:
(i) "Best available techniques" means the most effective and advanced stage in the development of activities and their methods of operation which indicate the practical suitability of particular techniques for providing in principle the basis for release limitations designed to prevent and, where that is not practicable, generally to reduce releases of chemicals listed in Part I of Annex C and their impact on the environment as a whole. In this regard:
(ii) "Techniques" includes both the technology used and the way in which the installation is designed, built, maintained, operated and decommissioned;
(iii) "Available" techniques means those techniques that are accessible to the operator and that are developed on a scale that allows implementation in the relevant industrial sector, under economically and technically viable conditions, taking into consideration the costs and advantages; and
(iv) "Best" means most effective in achieving a high general level of protection of the environment as a whole;
(v) "Best environmental practices" means the application of the most appropriate combination of environmental control measures and strategies;
(vi) "New source" means any source of which the construction or substantial modification is commenced at least one year after the date of:
a. Entry into force of this Convention for the Party concerned; or
b. Entry into force for the Party concerned of an amendment to Annex C where the source becomes subject to the provisions of this Convention only by virtue of that amendment.
(g) Release limit values or performance standards may be used by a Party to fulfill its commitments for best available techniques under this paragraph.
Measures to reduce or eliminate releases from stockpiles and wastes
1. In order to ensure that stockpiles consisting of or containing chemicals listed either in Annex A or Annex B and wastes, including products and articles upon becoming wastes, consisting of, containing or contaminated with a chemical listed in Annex A, B or C, are managed in a manner protective of human health and the environment, each Party shall:
(a) Develop appropriate strategies for identifying:
(i) Stockpiles consisting of or containing chemicals listed either in Annex A or Annex B; and
(ii) Products and articles in use and wastes consisting of, containing or contaminated with a chemical listed in Annex A, B or C;
(b) Identify, to the extent practicable, stockpiles consisting of or containing chemicals listed either in Annex A or Annex B on the basis of the strategies referred to in subparagraph (a);
(c) Manage stockpiles, as appropriate, in a safe, efficient and environmentally sound manner. Stockpiles of chemicals listed either in Annex A or Annex B, after they are no longer allowed to be used according to any specific exemption specified in Annex A or any specific exemption or acceptable purpose specified in Annex B, except stockpiles which are allowed to be exported according to paragraph 2 of Article 3, shall be deemed to be waste and shall be managed in accordance with subparagraph (d);
(d) Take appropriate measures so that such wastes, including products and articles upon becoming wastes, are:
(i) Handled, collected, transported and stored in an environmentally sound manner;
(ii) Disposed of in such a way that the persistent organic pollutant content is destroyed or irreversibly transformed so that they do not exhibit the characteristics of persistent organic pollutants or otherwise disposed of in an environmentally sound manner when destruction or irreversible transformation does not represent the environmentally preferable option or the persistent organic pollutant content is low, taking into account international rules, standards, and guidelines, including those that may be developed pursuant to paragraph 2, and relevant global and regional regimes governing the management of hazardous wastes;
(iii) Not permitted to be subjected to disposal operations that may lead to recovery, recycling, reclamation, direct reuse or alternative uses of persistent organic pollutants; and
(iv) Not transported across international boundaries without taking into account relevant international rules, standards and guidelines;
(e) Endeavour to develop appropriate strategies for identifying sites contaminated by chemicals listed in Annex A, B or C; if remediation of those sites is undertaken it shall be performed in an environmentally sound manner.
2. The Conference of the Parties shall cooperate closely with the appropriate bodies of the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and their Disposal to, inter alia:
(a) Establish levels of destruction and irreversible transformation necessary to ensure that the characteristics of persistent organic pollutants as specified in paragraph 1 of Annex D are not exhibited;
(b) Determine what they consider to be the methods that constitute environmentally sound disposal referred to above; and
(c) Work to establish, as appropriate, the concentration levels of the chemicals listed in Annexes A, B and C in order to define the low persistent organic pollutant content referred to in paragraph 1 (d)(ii).
Implementation plans
1. Each Party shall:
(a) Develop and endeavour to implement a plan for the implementation of its obligations under this Convention;
(b) Transmit its implementation plan to the Conference of the Parties within two years of the date on which this Convention enters into force for it; and
(c) Review and update, as appropriate, its implementation plan on a periodic basis and in a manner to be specified by a decision of the Conference of the Parties.
2. The Parties shall, where appropriate, cooperate directly or through global, regional and subregional organizations, and consult their national stakeholders, including women's groups and groups involved in the health of children, in order to facilitate the development, implementation and updating of their implementation plans.
3. The Parties shall endeavour to utilize and, where necessary, establish the means to integrate national implementation plans for persistent organic pollutants in their sustainable development strategies where appropriate.
Listing of chemicals in Annexes A, B and C
1. A Party may submit a proposal to the Secretariat for listing a chemical in Annexes A, B and/or C. The proposal shall contain the information specified in Annex D. In developing a proposal, a Party may be assisted by other Parties and/or by the Secretariat.
2. The Secretariat shall verify whether the proposal contains the information specified in Annex D. If the Secretariat is satisfied that the proposal contains the information so specified, it shall forward the proposal to the Persistent Organic Pollutants Review Committee.
3. The Committee shall examine the proposal and apply the screening criteria specified in Annex D in a flexible and transparent way, taking all information provided into account in an integrative and balanced manner.
4. If the Committee decides that:
(a) It is satisfied that the screening criteria have been fulfilled, it shall, through the Secretariat, make the proposal and the evaluation of the Committee available to all Parties and observers and invite them to submit the information specified in Annex E; or
(b) It is not satisfied that the screening criteria have been fulfilled, it shall, through the Secretariat, inform all Parties and observers and make the proposal and the evaluation of the Committee available to all Parties and the proposal shall be set aside.
5. Any Party may resubmit a proposal to the Committee that has been set aside by the Committee pursuant to paragraph 4. The resubmission may include any concerns of the Party as well as a justification for additional consideration by the Committee. If, following this procedure, the Committee again sets the proposal aside, the Party may challenge the decision of the Committee and the Conference of the Parties shall consider the matter at its next session. The Conference of the Parties may decide, based on the screening criteria in Annex D and taking into account the evaluation of the Committee and any additional information provided by any Party or observer, that the proposal should proceed.
6. Where the Committee has decided that the screening criteria have been fulfilled, or the Conference of the Parties has decided that the proposal should proceed, the Committee shall further review the proposal, taking into account any relevant additional information received, and shall prepare a draft risk profile in accordance with Annex E. It shall, through the Secretariat, make that draft available to all Parties and observers, collect technical comments from them and, taking those comments into account, complete the risk profile.
7. If, on the basis of the risk profile conducted in accordance with Annex E, the Committee decides:
(a) That the chemical is likely as a result of its long-range environmental transport to lead to significant adverse human health and/or environmental effects such that global action is warranted, the proposal shall proceed. Lack of full scientific certainty shall not prevent the proposal from proceeding. The Committee shall, through the Secretariat, invite information from all Parties and observers relating to the considerations specified in Annex F. It shall then prepare a risk management evaluation that includes an analysis of possible control measures for the chemical in accordance with that Annex; or
(b) That the proposal should not proceed, it shall, through the Secretariat, make the risk profile available to all Parties and observers and set the proposal aside.
8. For any proposal set aside pursuant to paragraph 7 (b), a Party may request the Conference of the Parties to consider instructing the Committee to invite additional information from the proposing Party and other Parties during a period not to exceed one year. After that period and on the basis of any information received, the Committee shall reconsider the proposal pursuant to paragraph 6 with a priority to be decided by the Conference of the Parties. If, following this procedure, the Committee again sets the proposal aside, the Party may challenge the decision of the Committee and the Conference of the Parties shall consider the matter at its next session. The Conference of the Parties may decide, based on the risk profile prepared in accordance with Annex E and taking into account the evaluation of the Committee and any additional information provided by any Party or observer, that the proposal should proceed. If the Conference of the Parties decides that the proposal shall proceed, the Committee shall then prepare the risk management evaluation.
9. The Committee shall, based on the risk profile referred to in paragraph 6 and the risk management evaluation referred to in paragraph 7 (a) or paragraph 8, recommend whether the chemical should be considered by the Conference of the Parties for listing in Annexes A, B and/or C. The Conference of the Parties, taking due account of the recommendations of the Committee, including any scientific uncertainty, shall decide, in a precautionary manner, whether to list the chemical, and specify its related control measures, in Annexes A, B and/or C.
Information exchange
1. Each Party shall facilitate or undertake the exchange of information relevant to:
(a) The reduction or elimination of the production, use and release of persistent organic pollutants; and
(b) Alternatives to persistent organic pollutants, including information relating to their risks as well as to their economic and social costs.
2. The Parties shall exchange the information referred to in paragraph 1 directly or through the Secretariat.
3. Each Party shall designate a national focal point for the exchange of such information.
4. The Secretariat shall serve as a clearing-house mechanism for information on persistent organic pollutants, including information provided by Parties, intergovernmental organizations and non-governmental organizations.
5. For the purposes of this Convention, information on health and safety of humans and the environment shall not be regarded as confidential. Parties that exchange other information pursuant to this Convention shall protect any confidential information as mutually agreed.
Public information, awareness and education
1. Each Party shall, within its capabilities, promote and facilitate:
(a) Awareness among its policy and decision makers with regard to persistent organic pollutants;
(b) Provision to the public of all available information on persistent organic pollutants, taking into account paragraph 5 of Article 9;
(c) Development and implementation, especially for women, children and the least educated, of educational and public awareness programmes on persistent organic pollutants, as well as on their health and environmental effects and on their alternatives;
(d) Public participation in addressing persistent organic pollutants and their health and environmental effects and in developing adequate responses, including opportunities for providing input at the national level regarding implementation of this Convention;
(e) Training of workers, scientists, educators and technical and managerial personnel;
(f) Development and exchange of educational and public awareness materials at the national and international levels; and
(g) Development and implementation of education and training programmes at the national and international levels.
2. Each Party shall, within its capabilities, ensure that the public has access to the public information referred to in paragraph 1 and that the information is kept up-to-date.
3. Each Party shall, within its capabilities, encourage industry and professional users to promote and facilitate the provision of the information referred to in paragraph 1 at the national level and, as appropriate, subregional, regional and global levels.
4. In providing information on persistent organic pollutants and their alternatives, Parties may use safety data sheets, reports, mass media and other means of communication, and may establish information centres at national and regional levels.
5. Each Party shall give sympathetic consideration to developing mechanisms, such as pollutant release and transfer registers, for the collection and dissemination of information on estimates of the annual quantities of the chemicals listed in Annex A, B or C that are released or disposed of.
Research, development and monitoring
1. The Parties shall, within their capabilities, at the national and international levels, encourage and/or undertake appropriate research, development, monitoring and cooperation pertaining to persistent organic pollutants and, where relevant, to their alternatives and to candidate persistent organic pollutants, including on their:
(a) Sources and releases into the environment;
(b) Presence, levels and trends in humans and the environment;
(c) Environmental transport, fate and transformation;
(d) Effects on human health and the environment;
(e) Socio-economic and cultural impacts;
(f) Release reduction and/or elimination; and
(g) Harmonized methodologies for making inventories of generating sources and analytical techniques for the measurement of releases.
2. In undertaking action under paragraph 1, the Parties shall, within their capabilities:
(a) Support and further develop, as appropriate, international programmes, networks and organizations aimed at defining, conducting, assessing and financing research, data collection and monitoring, taking into account the need to minimize duplication of effort;
(b) Support national and international efforts to strengthen national scientific and technical research capabilities, particularly in developing countries and countries with economies in transition, and to promote access to, and the exchange of, data and analyses;
(c) Take into account the concerns and needs, particularly in the field of financial and technical resources, of developing countries and countries with economies in transition and cooperate in improving their capability to participate in the efforts referred to in subparagraphs (a) and (b);
(d) Undertake research work geared towards alleviating the effects of persistent organic pollutants on reproductive health;
(e) Make the results of their research, development and monitoring activities referred to in this paragraph accessible to the public on a timely and regular basis; and
(f) Encourage and/or undertake cooperation with regard to storage and maintenance of information generated from research, development and monitoring.
Technical assistance
1. The Parties recognize that rendering of timely and appropriate technical assistance in response to requests from developing country Parties and Parties with economies in transition is essential to the successful implementation of this Convention.
2. The Parties shall cooperate to provide timely and appropriate technical assistance to developing country Parties and Parties with economies in transition, to assist them, taking into account their particular needs, to develop and strengthen their capacity to implement their obligations under this Convention.
3. In this regard, technical assistance to be provided by developed country Parties, and other Parties in accordance with their capabilities, shall include, as appropriate and as mutually agreed, technical assistance for capacity-building relating to implementation of the obligations under this Convention. Further guidance in this regard shall be provided by the Conference of the Parties.
4. The Parties shall establish, as appropriate, arrangements for the purpose of providing technical assistance and promoting the transfer of technology to developing country Parties and Parties with economies in transition relating to the implementation of this Convention. These arrangements shall include regional and subregional centres for capacity-building and transfer of technology to assist developing country Parties and Parties with economies in transition to fulfil their obligations under this Convention. Further guidance in this regard shall be provided by the Conference of the Parties.
5. The Parties shall, in the context of this Article, take full account of the specific needs and special situation of least developed countries and small island developing states in their actions with regard to technical assistance.
Financial resources and mechanisms
1. Each Party undertakes to provide, within its capabilities, financial support and incentives in respect of those national activities that are intended to achieve the objective of this Convention in accordance with its national plans, priorities and programmes.
2. The developed country Parties shall provide new and additional financial resources to enable developing country Parties and Parties with economies in transition to meet the agreed full incremental costs of implementing measures which fulfill their obligations under this Convention as agreed between a recipient Party and an entity participating in the mechanism described in paragraph 6. Other Parties may also on a voluntary basis and in accordance with their capabilities provide such financial resources. Contributions from other sources should also be encouraged. The implementation of these commitments shall take into account the need for adequacy, predictability, the timely flow of funds and the importance of burden sharing among the contributing Parties.
3. Developed country Parties, and other Parties in accordance with their capabilities and in accordance with their national plans, priorities and programmes, may also provide and developing country Parties and Parties with economies in transition avail themselves of financial resources to assist in their implementation of this Convention through other bilateral, regional and multilateral sources or channels.
4. The extent to which the developing country Parties will effectively implement their commitments under this Convention will depend on the effective implementation by developed country Parties of their commitments under this Convention relating to financial resources, technical assistance and technology transfer. The fact that sustainable economic and social development and eradication of poverty are the first and overriding priorities of the developing country Parties will be taken fully into account, giving due consideration to the need for the protection of human health and the environment.
5. The Parties shall take full account of the specific needs and special situation of the least developed countries and the small island developing states in their actions with regard to funding.
6. A mechanism for the provision of adequate and sustainable financial resources to developing country Parties and Parties with economies in transition on a grant or concessional basis to assist in their implementation of the Convention is hereby defined. The mechanism shall function under the authority, as appropriate, and guidance of, and be accountable to the Conference of the Parties for the purposes of this Convention. Its operation shall be entrusted to one or more entities, including existing international entities, as may be decided upon by the Conference of the Parties. The mechanism may also include other entities providing multilateral, regional and bilateral financial and technical assistance. Contributions to the mechanism shall be additional to other financial transfers to developing country Parties and Parties with economies in transition as reflected in, and in accordance with, paragraph 2.
7. Pursuant to the objectives of this Convention and paragraph 6, the Conference of the Parties shall at its first meeting adopt appropriate guidance to be provided to the mechanism and shall agree with the entity or entities participating in the financial mechanism upon arrangements to give effect thereto. The guidance shall address, inter alia:
(a) The determination of the policy, strategy and programme priorities, as well as clear and detailed criteria and guidelines regarding eligibility for access to and utilization of financial resources including monitoring and evaluation on a regular basis of such utilization;
(b) The provision by the entity or entities of regular reports to the Conference of the Parties on adequacy and sustainability of funding for activities relevant to the implementation of this Convention;
(c) The promotion of multiple-source funding approaches, mechanisms and arrangements;
(d) The modalities for the determination in a predictable and identifiable manner of the amount of funding necessary and available for the implementation of this Convention, keeping in mind that the phasing out of persistent organic pollutants might require sustained funding, and the conditions under which that amount shall be periodically reviewed; and
(e) The modalities for the provision to interested Parties of assistance with needs assessment, information on available sources of funds and on funding patterns in order to facilitate coordination among them.
8. The Conference of the Parties shall review, not later than its second meeting and thereafter on a regular basis, the effectiveness of the mechanism established under this Article, its ability to address the changing needs of the developing country Parties and Parties with economies in transition, the criteria and guidance referred to in paragraph 7, the level of funding as well as the effectiveness of the performance of the institutional entities entrusted to operate the financial mechanism. It shall, based on such review, take appropriate action, if necessary, to improve the effectiveness of the mechanism, including by means of recommendations and guidance on measures to ensure adequate and sustainable funding to meet the needs of the Parties.
Interim financial arrangements
The institutional structure of the Global Environment Facility, operated in accordance with the Instrument for the Establishment of the Restructured Global Environment Facility, shall, on an interim basis, be the principal entity entrusted with the operations of the financial mechanism referred to in Article 13, for the period between the date of entry into force of this Convention and the first meeting of the Conference of the Parties, or until such time as the Conference of the Parties decides which institutional structure will be designated in accordance with Article 13. The institutional structure of the Global Environment Facility should fulfill this function through operational measures related specifically to persistent organic pollutants taking into account that new arrangements for this area may be needed.
Reporting
1. Each Party shall report to the Conference of the Parties on the measures it has taken to implement the provisions of this Convention and on the effectiveness of such measures in meeting the objectives of the Convention.
2. Each Party shall provide to the Secretariat:
(a) Statistical data on its total quantities of production, import and export of each of the chemicals listed in Annex A and Annex B or a reasonable estimate of such data; and
(b) To the extent practicable, a list of the States from which it has imported each such substance and the States to which it has exported each such substance.
3. Such reporting shall be at periodic intervals and in a format to be decided by the Conference of the Parties at its first meeting.
Effectiveness evaluation.
1. Commencing four years after the date of entry into force of this Convention, and periodically thereafter at intervals to be decided by the Conference of the Parties, the Conference shall evaluate the effectiveness of this Convention.
2. In order to facilitate such evaluation, the Conference of the Parties shall, at its first meeting, initiate the establishment of arrangements to provide itself with comparable monitoring data on the presence of the chemicals listed in Annexes A, B and C as well as their regional and global environmental transport. These arrangements:
(a) Should be implemented by the Parties on a regional basis when appropriate, in accordance with their technical and financial capabilities, using existing monitoring programmes and mechanisms to the extent possible and promoting harmonization of approaches;
(b) May be supplemented where necessary, taking into account the differences between regions and their capabilities to implement monitoring activities; and
(c) Shall include reports to the Conference of the Parties on the results of the monitoring activities on a regional and global basis at intervals to be specified by the Conference of the Parties.
3. The evaluation described in paragraph 1 shall be conducted on the basis of available scientific, environmental, technical and economic information, including:
(a) Reports and other monitoring information provided pursuant to paragraph 2;
(b) National reports submitted pursuant to Article 15; and
(c) Non-compliance information provided pursuant to the procedures established under Article 17.
Non-compliance
The Conference of the Parties shall, as soon as practicable, develop and approve procedures and institutional mechanisms for determining non-compliance with the provisions of this Convention and for the treatment of Parties found to be in non-compliance.
Settlement of disputes
1. Parties shall settle any dispute between them concerning the interpretation or application of this Convention through negotiation or other peaceful means of their own choice.
2. When ratifying, accepting, approving or acceding to the Convention, or at any time thereafter, a Party that is not a regional economic integration organization may declare in a written instrument submitted to the depositary that, with respect to any dispute concerning the interpretation or application of the Convention, it recognizes one or both of the following means of dispute settlement as compulsory in relation to any Party accepting the same obligation:
(a) Arbitration in accordance with procedures to be adopted by the Conference of the Parties in an annex as soon as practicable;
(b) Submission of the dispute to the International Court of Justice.
3. A Party that is a regional economic integration organization may make a declaration with like effect in relation to arbitration in accordance with the procedure referred to in paragraph 2 (a).
4. A declaration made pursuant to paragraph 2 or paragraph 3 shall remain in force until it expires in accordance with its terms or until three months after written notice of its revocation has been deposited with the depositary.
5. The expiry of a declaration, a notice of revocation or a new declaration shall not in any way affect proceedings pending before an arbitral tribunal or the International Court of Justice unless the parties to the dispute otherwise agree.
6. If the parties to a dispute have not accepted the same or any procedure pursuant to paragraph 2, and if they have not been able to settle their dispute within twelve months following notification by one party to another that a dispute exists between them, the dispute shall be submitted to a conciliation commission at the request of any party to the dispute. The conciliation commission shall render a report with recommendations. Additional procedures relating to the conciliation commission shall be included in an annex to be adopted by the Conference of the Parties no later than at its second meeting.
Conference of the Parties
1. A Conference of the Parties is hereby established.
2. The first meeting of the Conference of the Parties shall be convened by the Executive Director of the United Nations Environment Programme no later than one year after the entry into force of this Convention. Thereafter, ordinary meetings of the Conference of the Parties shall be held at regular intervals to be decided by the Conference.
3. Extraordinary meetings of the Conference of the Parties shall be held at such other times as may be deemed necessary by the Conference, or at the written request of any Party provided that it is supported by at least one third of the Parties.
4. The Conference of the Parties shall by consensus agree upon and adopt at its first meeting rules of procedure and financial rules for itself and any subsidiary bodies, as well as financial provisions governing the functioning of the Secretariat.
5. The Conference of the Parties shall keep under continuous review and evaluation the implementation of this Convention. It shall perform the functions assigned to it by the Convention and, to this end, shall:
(a) Establish, further to the requirements of paragraph 6, such subsidiary bodies as it considers necessary for the implementation of the Convention;
(b) Cooperate, where appropriate, with competent international organizations and intergovernmental and non-governmental bodies; and
(c) Regularly review all information made available to the Parties pursuant to Article 15, including consideration of the effectiveness of paragraph 2 (b) (iii) of Article 3;
(d) Consider and undertake any additional action that may be required for the achievement of the objectives of the Convention.
6. The Conference of the Parties shall, at its first meeting, establish a subsidiary body to be called the Persistent Organic Pollutants Review Committee for the purposes of performing the functions assigned to that Committee by this Convention. In this regard:
(a) The members of the Persistent Organic Pollutants Review Committee shall be appointed by the Conference of the Parties. Membership of the Committee shall consist of government-designated experts in chemical assessment or management. The members of the Committee shall be appointed on the basis of equitable geographical distribution;
(b) The Conference of the Parties shall decide on the terms of reference, organization and operation of the Committee; and
(c) The Committee shall make every effort to adopt its recommendations by consensus. If all efforts at consensus have been exhausted, and no consensus reached, such recommendation shall as a last resort be adopted by a two-thirds majority vote of the members present and voting.
7. The Conference of the Parties shall, at its third meeting, evaluate the continued need for the procedure contained in paragraph 2 (b) of Article 3, including consideration of its effectiveness.
8. The United Nations, its specialized agencies and the International Atomic Energy Agency, as well as any State not Party to this Convention, may be represented at meetings of the Conference of the Parties as observers. Any body or agency, whether national or international, governmental or non-governmental, qualified in matters covered by the Convention, and which has informed the Secretariat of its wish to be represented at a meeting of the Conference of the Parties as an observer may be admitted unless at least one third of the Parties present object. The admission and participation of observers shall be subject to the rules of procedure adopted by the Conference of the Parties.
Secretariat
1. A Secretariat is hereby established.
2. The functions of the Secretariat shall be:
(a) To make arrangements for meetings of the Conference of the Parties and its subsidiary bodies and to provide them with services as required;
(b) To facilitate assistance to the Parties, particularly developing country Parties and Parties with economies in transition, on request, in the implementation of this Convention;
(c) To ensure the necessary coordination with the secretariats of other relevant international bodies;
(d) To prepare and make available to the Parties periodic reports based on information received pursuant to Article 15 and other available information;
(e) To enter, under the overall guidance of the Conference of the Parties, into such administrative and contractual arrangements as may be required for the effective discharge of its functions; and
(f) To perform the other secretariat functions specified in this Convention and such other functions as may be determined by the Conference of the Parties.
3. The secretariat functions for this Convention shall be performed by the Executive Director of the United Nations Environment Programme, unless the Conference of the Parties decides, by a three-fourths majority of the Parties present and voting, to entrust the secretariat functions to one or more other international organizations.
Amendments to the Convention
1. Amendments to this Convention may be proposed by any Party.
2. Amendments to this Convention shall be adopted at a meeting of the Conference of the Parties. The text of any proposed amendment shall be communicated to the Parties by the Secretariat at least six months before the meeting at which it is proposed for adoption. The Secretariat shall also communicate proposed amendments to the signatories to this Convention and, for information, to the depositary.
3. The Parties shall make every effort to reach agreement on any proposed amendment to this Convention by consensus. If all efforts at consensus have been exhausted, and no agreement reached, the amendment shall as a last resort be adopted by a three-fourths majority vote of the Parties present and voting.
4. The amendment shall be communicated by the depositary to all Parties for ratification, acceptance or approval.
5. Ratification, acceptance or approval of an amendment shall be notified to the depositary in writing. An amendment adopted in accordance with paragraph 3 shall enter into force for the Parties having accepted it on the ninetieth day after the date of deposit of instruments of ratification, acceptance or approval by at least three-fourths of the Parties. Thereafter, the amendment shall enter into force for any other Party on the ninetieth day after the date on which that Party deposits its instrument of ratification, acceptance or approval of the amendment.
Adoption and amendment of annexes
1. Annexes to this Convention shall form an integral part thereof and, unless expressly provided otherwise, a reference to this Convention constitutes at the same time a reference to any annexes thereto.
2. Any additional annexes shall be restricted to procedural, scientific, technical or administrative matters.
3. The following procedure shall apply to the proposal, adoption and entry into force of additional annexes to this Convention:
(a) Additional annexes shall be proposed and adopted according to the procedure laid down in paragraphs 1, 2 and 3 of Article 21;
(b) Any Party that is unable to accept an additional annex shall so notify the depositary, in writing, within one year from the date of communication by the depositary of the adoption of the additional annex. The depositary shall without delay notify all Parties of any such notification received. A Party may at any time withdraw a previous notification of non-acceptance in respect of any additional annex, and the annex shall thereupon enter into force for that Party subject to subparagraph (c); and
(c) On the expiry of one year from the date of the communication by the depositary of the adoption of an additional annex, the annex shall enter into force for all Parties that have not submitted a notification in accordance with the provisions of subparagraph (b).
4. The proposal, adoption and entry into force of amendments to Annex A, B or C shall be subject to the same procedures as for the proposal, adoption and entry into force of additional annexes to this Convention, except that an amendment to Annex A, B or C shall not enter into force with respect to any Party that has made a declaration with respect to amendment to those Annexes in accordance with paragraph 4 of Article 25, in which case any such amendment shall enter into force for such a Party on the ninetieth day after the date of deposit with the depositary of its instrument of ratification, acceptance, approval or accession with respect to such amendment.
5. The following procedure shall apply to the proposal, adoption and entry into force of an amendment to Annex D, E or F:
(a) Amendments shall be proposed according to the procedure in paragraphs 1 and 2 of Article 21;
(b) The Parties shall take decisions on an amendment to Annex D, E or F by consensus; and
(c) A decision to amend Annex D, E or F shall forthwith be communicated to the Parties by the depositary. The amendment shall enter into force for all Parties on a date to be specified in the decision.
6. If an additional annex or an amendment to an annex is related to an amendment to this Convention, the additional annex or amendment shall not enter into force until such time as the amendment to the Convention enters into force.
Right to vote
1. Each Party to this Convention shall have one vote, except as provided for in paragraph 2.
2. A regional economic integration organization, on matters within its competence, shall exercise its right to vote with a number of votes equal to the number of its member States that are Parties to this Convention. Such an organization shall not exercise its right to vote if any of its member States exercises its right to vote, and vice versa.
Signature
This Convention shall be open for signature at Stockholm by all States and regional economic integration organizations on 23 May 2001, and at the United Nations Headquarters in New York from 24 May 2001 to 22 May 2002.
Ratification, acceptance, approval or accession
1. This Convention shall be subject to ratification, acceptance or approval by States and by regional economic integration organizations. It shall be open for accession by States and by regional economic integration organizations from the day after the date on which the Convention is closed for signature. Instruments of ratification, acceptance, approval or accession shall be deposited with the depositary.
2. Any regional economic integration organization that becomes a Party to this Convention without any of its member States being a Party shall be bound by all the obligations under the Convention. In the case of such organizations, one or more of whose member States is a Party to this Convention, the organization and its member States shall decide on their respective responsibilities for the performance of their obligations under the Convention. In such cases, the organization and the member States shall not be entitled to exercise rights under the Convention concurrently.
3. In its instrument of ratification, acceptance, approval or accession, a regional economic integration organization shall declare the extent of its competence in respect of the matters governed by this Convention. Any such organization shall also inform the depositary, who shall in turn inform the Parties, of any relevant modification in the extent of its competence.
4. In its instrument of ratification, acceptance, approval or accession, any Party may declare that, with respect to it, any amendment to Annex A, B or C shall enter into force only upon the deposit of its instrument of ratification, acceptance, approval or accession with respect thereto.
Entry into force
1. This Convention shall enter into force on the ninetieth day after the date of deposit of the fiftieth instrument of ratification, acceptance, approval or accession.
2. For each State or regional economic integration organization that ratifies, accepts or approves this Convention or accedes thereto after the deposit of the fiftieth instrument of ratification, acceptance, approval or accession, the Convention shall enter into force on the ninetieth day after the date of deposit by such State or regional economic integration organization of its instrument of ratification, acceptance, approval or accession.
3. For the purpose of paragraphs 1 and 2, any instrument deposited by a regional economic integration organization shall not be counted as additional to those deposited by member States of that organization.
Reservations
No reservations may be made to this Convention.
Withdrawal
1. At any time after three years from the date on which this Convention has entered into force for a Party, that Party may withdraw from the Convention by giving written notification to the depositary.
2. Any such withdrawal shall take effect upon the expiry of one year from the date of receipt by the depositary of the notification of withdrawal, or on such later date as may be specified in the notification of withdrawal.
Depositary
The Secretary-General of the United Nations shall be the depositary of this Convention.
Authentic texts
The original of this Convention, of which the Arabic, Chinese, English, French, Russian and Spanish texts are equally authentic, shall be deposited with the Secretary-General of the United Nations.
IN WITNESS WHEREOF the undersigned, being duly authorized to that effect, have signed this Convention.
Done at Stockholm on this twenty-second day of May, two thousand and
one.