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 ICANN Questions: 
ICANN is in the process of reviewing CORE's TLD Application.  As outlined in the October 23, 2000 TLD Application Review Update which
 appears at http://www.icann.org/tlds/tld-review-update-23oct00.htm, ICANN may
 "gather the additional information [it] require[s] by posing specific
 questions to applicants in e-mail and requesting a written response."
 
Keeping in mind the goal to evaluate applications to operate or sponsor
 new TLDs in as open and transparent a manner as possible, both the questions
 posed by ICANN and the Applicant's responses will be publicly disclosed
 on  the ICANN website.
 
Accordingly, ICANN requests your reponses to the following questions:
 1. Identify and summarize Applicant's assumptions
      with respect to the existence of other general purpose TLDs in
      determining the total number of registrations in your application. 2. State in detail your position as it relates to possible legal
claims by certain applicants and/or non-applicant third parties based 
on alleged trademark, patent or other violations of purported rights 
in the TLDs identified in your application.
 3. If you receive a new TLD, state whether you will indemnify ICANN
for claims arising from legal challenges regarding your right to operate 
the new TLD.  If you will indemnify ICANN, identify and describe in detail 
the resources you propose to utilize for the indemnification.
 4. Identify and describe in detail your estimated SRS availability.
 5. Identify and describe in detail the SRS service level to which you are willing to contractually commit.
 6. Identify and describe in detail the your average and worst case transaction time for post to confirmation of acceptance.
 7. Identify and describe in detail the service level to which you are willing to contractually commit for post to confirmation of acceptance.
       CORE Responses: 1. Our projections described in http://www.icann.org/tlds/nom1/CORE-NOM-D-RO-Projections-Expected.htm,
      http://www.icann.org/tlds/nom1/CORE-NOM-D-RO-Projections-High.htm
      and http://www.icann.org/tlds/nom1/CORE-NOM-D-RO-Projections-Low.htm
      are based on the assumption that ICANN would launch between 6
      and 10 new TLDs, at least one of which would be a new generic
      TLD existing alongside CORE's .nom (which is a restricted TLD). Under this hypothesis, we assume that the
      "Expected" volumes have a 50% likelihood to be exceeded
      and a 50% likelihood not to be reached. Any given generic or restricted new TLD
      might have some effect on .nom. We believe that the "high"
      (10% chance to exceed) and "low" (90% chance to exceed)
      projections do justice to most possible combinations of those
      variables - even to the case of several new unrestricted generic
      TLDs existing alongside the restricted personal .nom. In the event that another *restricted personal
      TLD* were to be launched at the same time as .nom, we believe
      that this could affect volumes initially. However, as the availability
      of alternatives also has a promotional effect, there could also
      be upward pressure. In statistical terms, the existence of direct
      alternatives would probably increase the variance of the probability
      distribution without necessarily affecting the mean. 2. CORE has been chartered on the basis of a series of principles 
specifically related to TLDs:
 
(b) any administration, use and/or evolution of the Internet TLD space 
    is a public policy issue and should be carried out in the interests 
    and service of the public. 
 
CORE's position is that nobody can make a valid claim to a "right" in a 
TLD, be it on the basis of patent, trademark or other legislation. CORE
has demonstrated that it is prepared to successfully defend this view in 
court. By the same token, CORE does not claim any rights to be held by 
CORE in .nom,  for which it currently applies with ICANN, nor in any 
other TLD CORE has endeavoured to be entrusted with.
 3.
If ICANN entrusts CORE with the adminstration of the .nom TLD, CORE will 
indemnify ICANN against claims of third parties based on alleged trademark, 
patent or other violations of purported rights in the .nom TLD. As CORE
has been able to demonstrate when litigation was brought against it by
a party claiming to own .web, CORE has access to adequate financial 
resources and legal competencies to defeat such a claim in court. (See
http://www.icann.org/tlds/correspondence/iod-v-core-22jun00.htm .)
 
CORE feels that it would inappropriate to constitute and announce ex 
ante a legal "war chest" financial reserve because this could lead to 
miscalulations by potential claimants. CORE's mechanism of cost-recovery 
funding from the membership has demonstrated its viability over the three 
years of its existence. 
 4. Expected availability specification:
 
The systems are deemed available as long as the expected response time 
specification (see response to third question in this set, further below) 
is met.
 
CORE expects its systems SRS back-end to be available on a 24x7 basis 
at a rate of at least 99 percent except for previously announced 
maintenance. Under normal circumstances, planned maintenance should
not exceed 8 hours for a given instance and normally account for
less than 1 hour per week. Planned maintenance is announced by 
electronic mail at least two weekdays prior to its start.
 
As CORE's whois servers will be updated within 30 seconds after the 
back-end database, the whois servers are available for check queries.
CORE expects to have at least two separate whois servers in operation
on a 24x7 basis, each of which is expected to be fully available at a rate 
of at least 95 percent except for previously announced maintenance. 
Moreover, based on recent experience, complex whois queries (requesting 
potentially long lists of domains or contacts) will be throttled or 
handled on separate machines in order to ensure uninterrupted 
availability for standard whois requests. 
 5. CORE is largely able to commit to the expected availability specification 
stated above largely within the budgets shown in most economical variant 
of its financial projections for .nom 
(see http://www.icann.org/tlds/nom1/CORE-NOM-D-RO-Projections-Expected.htm ).
Note: As a member-funded organisation, CORE makes its decisions by consensus. 
This principle applies to service level specifications and the associated 
budget implications in the same fashion as it does to architectural options.
 6. Expected response time specification:
 
Based on the experience with its existing installation, CORE expects to 
achieve at least the following response-time features for the future 
registry SRS within the budget shown in the financial projections. 
(These figures are currently being met by CORE the existing SRS handling 
over 900,000 domains and having to deal with the additional complexity 
of mirroring data with the VGRS/NSI registry through the RRP protocol.)
  
For SRS back end update and inquire requests, the CORE expects the average 
round-trip response time to remain at less than to 1 second for 95 percent 
of the requests measured over one calendar month. (Note: in the current CORE 
SRS, this includes an additional round trip between CORE and the VGRS registry 
through a single serialised link. As this would not be the case in the 
.nom registry, the response time would at least be cut in half. The system 
can accept multiple requests at the same time and relies on queuing 
mechanisms at various stages within the SRS. The response time is therefore 
strongly influenced by the read frequency of the SRS. The setting of these 
parameters is a matter of policy and not of performance. As CORE is an 
association of registrars, the setting of system parameters is decided by 
consensus amongst registrars using the system.
 
As far as check transactions are concerned, CORE currently updates its 
whois server within 30 seconds after the master database. The registry
SRS is expected to have several whois servers updated in the same
fashion. As a result, the SRS itself is not saddled with domain check 
requests and several whois servers are available for these transactions.
For each machine, the response time should be below 1 second for 95 per 
cent of single-domain whois queries.
 
As discussed under D15.2.3. in the .nom Registry Operator's Proposal, (see 
http://www.icann.org/tlds/nom1/CORE-NOM-D-RO-Proposal-100.htm#_Toc494908619 ),
the CORE SRS performance measurements are not appropriate for comparison 
with RRP performance measurements because of the fundamental differences 
in architecture.
 
As described above, the CORE SRS is based on internal queues which are 
currently read once per second. This implies a parameter-controlled floor of 
the response time of currently .5 seconds. This parameter can of course be 
changed, although this has not been requested up to now. The read process
picks up multiple requests, so that several transactions can be executed
in the same one-second interval.
 
In case a transaction cannot be completed, it is queued until it can be
executed. The "worst" transaction time is not artificially limited by 
way of a time-out parameter. However, experience with CORE's current hardware
set-up shows times as remaining consistently below 1 second, including
the additional serialised round trip between CORE and VGRS, a detour not
needed when the SRS acts as a registry. 
 7. Given the conservative nature of the expected response time specification 
stated above, CORE is able to commit to that specification largely within the 
budgets shown in most economical variant of its financial projections for .nom 
(see http://www.icann.org/tlds/nom1/CORE-NOM-D-RO-Projections-Expected.htm ).
 
Note: As a member-funded organisation, CORE makes its decisions by consensus
among members. This principle applies to service level specifications and the 
associated budget implications in the same fashion as it does to architectural 
options.
 
CORE expects to develop a more distinctive service level specification by 
member consensus. This may have budget or architectural implications,
or it may call for incentives for members to avoid unnecessary performance-
threatening practices. 
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